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What Counts? Podcast

Information Governance Policies: The Three That Matter Most

September 21, 2026 · 00:18:15

Information Governance Policies: The Three That Matter Most

Why You Need Information Governance Policies

Why do you need information governance policies? In this lightning round of What Counts, Lee Karas and Maura Dunn explain how policy turns records into dependable evidence. First, Maura shows how a written policy sets expectations for your team and for everyone who relies on you. Next, they tackle a hard question: is a policy you ignore worse than no policy at all? In court, it can lead to an adverse inference. Outside court, food recalls and a bank incentive scandal show the same gap between policy and practice. Then Maura ranks the three information governance policies that matter most. They are the retention schedule, legal hold, and electronic communications. Finally, they discuss why Teams, Slack, texts, and even AI prompts create records that need clear rules.

Episode Chapters

00:00 Welcome to the lightning round

00:53 Consistency, and policy versus process

01:32 Why records exist: evidence and compliance

02:39 How information governance policies set expectations

03:55 Because it says so? How policy protects you

05:21 Is an ignored policy worse than none?

06:49 Food recalls and policies nobody followed

09:49 When a bank's incentives beat its policy

10:48 Too many policies, and what matters most

11:00 First policy: the retention schedule

12:01 Second policy: legal hold

13:37 Third policy: electronic communications

16:10 Finally, where AI prompts fit

17:33 Closing and how to reach us

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About What Counts

What Counts is produced by TrailBlazer Consulting, LLC and hosted by Lee Karas and Maura Dunn. Learn more or reach out directly at info@trailblazer.us.com. Explore compliance-ready corporate training programs at the TrailBlazer Learning Academy. Read more from Maura at Maura's Substack. Music by Jason Blake. Full disclaimer.

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